On time: the NSSMC draws the attention of trade union members to the need to submit reports and information

The National Securities and Stock Market Commission reminds that on August 17, 2022, the Law of Ukraine on Amendments to Certain Legislative Acts of Ukraine Regarding the Peculiarities of the Financial Sector in Connection with the Introduction of Martial Law in Ukraine of July 27 entered into force. No. 2463-IX. In this regard, we draw the attention of professional participants to the current deadlines for submitting reporting data and other information to the regulator.

Professional participants of the capital markets and their associations must submit reporting data and other data, information and documents that were not submitted to the NSSMC on the date of entry into force of the Law, within 60 calendar days from the date of entry into force of the Law for the entire period of non-submission, i.e. until 18 October 2022.

Professional participants of organized commodity markets need to submit reporting data that had not been submitted to the NSSMC by the date of entry into force of the Law in the following terms:

⁃ monthly reporting data for July – December 2021, January – August 2022, – within 90 calendar days from the date of entry into force of the Law;

⁃ annual reporting data for 2021 – within 90 calendar days from the date of entry into force of the Law.

The first reporting period for submission of reporting data to the NSSMC by trade union members of organized commodity markets is:

⁃ for daily reporting data – the sixty-first calendar day following the date of entry into force of the Law;

⁃ for irregular reporting data – the sixty-first calendar day following the date of entry into force of the Law.

Financial statements and certificates of information on the auditor’s report included in the relevant reporting data can be submitted within three months after the end of martial law for the entire period of their non-submission.