ATTENTION! Information on obtaining a certificate for carrying out professional activities in the market

The NNSMC (National Securities and Stock Market Commission of Ukraine) informs on the fact that the NSSMC Resolution dated July 28, 2020 №423 on Amendments to the Regulation on Certification of Stock Market Specialists, registered in Ministry of Justice of Ukraine on September 22, 2020 by №920/35203, entered into force on October 6, 2020.

Please note, that stock market participants who carry out activities on administration of private pension funds and property management activities for financing construction objects and/ or carrying out real estate transactions should obtain the certificate for the right to perform actions related to the direct professional activity in the stock market within 3 months from the date of entry into force of the Resolution №423.

Such provision is set in the paragraph 2 of the Resolution 423, and it provides that the managers and employees of professional stock market participants who carry out the mentioned activities and have a valid certificate issued in their name, which is provided for in the paragraph 4.15 of Section 4 of the Regulations on Training, Retraining, Advanced Training and Examinations for Persons Operating in the Financial Services Markets, approved by the Order of the State Commission for Regulation of Financial Services Markets of Ukraine dated December 25, 2003 №183, registered in Ministry of Justice of Ukraine on January 28, 2004 by № 122/8721 — should obtain such a certificate in accordance with the Regulation on Certification of Stock Market Specialists, approved by the NSSMC Resolution dated August 13, 2013 №1464, registered in Ministry of Justice of Ukraine on September 11, 2013 by №1572/24104.

We remind you that 2 months are left until the end of the term of obtaining the certificate!